Step 2: Capital Readiness Assessment

To ensure Sprowtt is the ideal partner for your capital-raising journey, we require all applicants to complete our comprehensive Capital Readiness Assessment. This vital step provides both your company and Sprowtt with a detailed understanding of your current standing, highlights areas for strategic support, and confirms your eligibility for our platform. Navigating private placements demands meticulous preparation, and this assessment is designed to offer a comprehensive overview of your readiness across all critical areas essential for successful capital formation.

From robust corporate governance to a compelling marketing strategy, your responses will enable us to tailor our support, ensuring a compliant and efficient fundraising process on Sprowtt. To maximize efficiency and deliver immediate value, our assessment integrates an advanced AI scoring system. This system instantaneously analyzes your responses across all five categories, providing instant scores, personalized recommendations, and actionable feedback on your readiness level, thereby significantly streamlining your application review.


AI-Powered Evaluation

Your responses are precisely analyzed by Sprowtt's advanced AI scoring system, which conducts a thorough review of your fundraising components, offering immediate feedback and valuable insights into your preparedness.


Eligibility & Insights

We'll identify your key strengths and pinpoint potential areas for enhancement, leveraging the AI assessment and our expert review to confirm your platform eligibility.


Personalized Onboarding Roadmap

Receive a clear summary of your assessment results and the precise next steps for joining Sprowtt, with the option for expert consultation to discuss your AIgenerated recommendations and optimize your path forward.

Application Requirements: Key Categories

Our assessment meticulously evaluates five crucial categories, serving as the core application requirements for utilizing the Sprowtt platform. We encourage you to complete each section accurately to provide us with a precise and comprehensive understanding of your company's capital readiness.

1

Company Information & Background

Assess your fundamental corporate structure, management team, and operational history to ensure a solid foundation for growth.

  • Is your corporate entity properly formed and in good standing?
  • Do you have a clear business plan with defined objectives and milestones?
  • Is your management team experienced and complete for your growth stage?
  • Have you audited financials for the past two fiscal years?
  • Are all intellectual property rights properly secured and documented?
2

Proposed Offering Details

Clearly define the specifics of your capital raise, including precise terms, valuation methodology, and a detailed use of proceeds.

  • What is your target raise amount and proposed offering price/valuation?
  • Have you determined the type of securities to be offered (e.g., equity, debt)?
  • Do you have a detailed "Use of Proceeds" statement?
  • Are your projected financial statements realistic and well - supported?
  • Have you identified potential investors or investor segments?
3

Disclosure & Documentation Readiness

Evaluate your capacity to promptly provide all necessary disclosure materials to prospective investors and regulatory bodies.

  • Is your Private Placement Memorandum (PPM) or Offering Circular drafted and prepared?
  • Do you have a complete set of investor subscription documents readily available?
  • Are all material contracts, agreements, and corporate records organized and accessible?
  • Have all prior securities offerings been properly documented and filed in compliance with regulations?
  • Is a designated point person established for handling investor inquiries and document requests efficiently?
4

Legal Compliance Preparedness

Review your adherence to pertinent securities laws and regulations to proactively avoid costly missteps and ensure regulatory integrity.

  • Which specific securities exemption (e.g., Reg CF, Reg D 506(b)/(c), Reg A) do you plan to utilize for your offering?
  • Have you engaged experienced securities counsel to conduct a thorough review of your offering documents?
  • Are you fully aware of "bad actor" disqualifications and other regulatory exclusions that may apply?
  • Do you have robust internal controls and procedures in place to ensure ongoing compliance?
  • Are you adequately prepared for all post-offering reporting and compliance requirements?
5

Marketing & Execution Capability

Evaluate your strategy for reaching investors and effectively closing your round.

  • Do you have a well-defined and actionable marketing strategy for your offering?
  • Are you leveraging a compliant and secure platform for investor communication and management?
  • Is your team fully prepared to address investor questions and manage the due diligence process efficiently?
  • Do you have a clear plan for managing investor relations effectively post-raise?
  • What is your anticipated timeline for successfully launching and closing the offering?

Upon successful completion, you will receive a detailed summary of your Capital Readiness Assessment. This will be thoroughly reviewed by the Sprowtt team to determine your eligibility and guide you through the precise next steps for your application to our platform. For even deeper insights and highly tailored guidance, a Sprowtt expert is available to review your responses and discuss strategies to optimize your capital-raising journey.